Financial Services

Areas of expertise

Retail banking products (deposits and non-cash payments)

Self-managed superannuation funds

Financial markets products (securities, derivatives, foreign exchange, managed investments (registered and unregistered), MDA services, IDPS and IDPS-like schemes, initial coin offerings and crypto currencies)

Services include

New product development

Licensing

Applications for a new Australian Financial Services License

Variations to an existing Australian Financial Services License

Appointment of Authorized Representatives

Documentation

Drafting disclosure documents

Drafting terms and conditions

Outsourced ‘in-house’ counsel

Assistance with ‘business as usual’ questions

Reviewing advertising

Breach reporting

ASIC

Acting for and advising clients on ASIC investigations and enforcement actions