Financial Services

Areas of expertise

Retail banking products (deposits and non-cash payments)

Self-managed superannuation funds

Financial markets products (securities, derivatives, foreign exchange, managed investments (registered and unregistered), MDA services, IDPS and IDPS-like schemes, initial coin offerings and crypto currencies)

Services include

Compliance with financial services obligations

Reviewing compliance programs

On-going monthly compliance services

Annual independent compliance reviews

Licensing

Applications for a new Australian Financial Services License

Variations to an existing Australian Financial Services License

Appointment of Authorized Representatives